• Kurt Berney
      Plaza 66, Tower 1, 37th Floor
      1266 Nanjing Road West
      Shanghai, 200040
      Phone: +86-21-2307-7007
      Fax: +86-21-2307-7300
  • C. Brophy Christensen
      Two Embarcadero Center, 28th Floor
      San Francisco, CA, 94111-3823
      Phone: +1-415-984-8793
      Fax: +1-415-984-8701
  • Marty Dunn
      1625 Eye Street, NW
      Washington, DC, 20006
      Phone: +1-202-383-5418
      Fax: +1-202-383-5414
  • Gregory Ezring
      Times Square Tower
      7 Times Square
      New York, NY, 10036
      Phone: +1-212-326-2143
      Fax: +1-212-326-2061
  • Peter Healy
      Two Embarcadero Center, 28th Floor
      San Francisco, CA, 94111-3823
      Phone: +1-415-984-8833
      Fax: +1-415-984-8701
  • David J. Johnson, Jr.
      1999 Avenue of the Stars, 7th Floor
      Los Angeles, CA, 90067
      Phone: +1-310-246-6816
      Fax: +1-310-246-6779
  • Portia Ku
      Plaza 66, Tower 1, 37th Floor
      1266 Nanjing Road West
      Shanghai, 200040
      Phone: +86-21-2307-7091
      Fax: +86-21-2307-7300
  • John-Paul Motley
      400 South Hope Street
      Los Angeles, CA, 90071
      Phone: +1-213-430-6100
      Fax: +1-213-430-6407
  • Robert Plesnarski
      1625 Eye Street, NW
      Washington, DC, 20006
      Phone: +1-202-383-5149
      Fax: +1-202-383-5414
  • David Roberts
      Yin Tai Centre, Office Tower, 37th Floor
      No. 2 Jianguomenwai Ave.
      Chao Yang District
      Beijing, 100022
      Phone: +86-10-6563-4209
      Fax: +86-10-6563-4201
  • Monica Thurmond
      Times Square Tower
      7 Times Square
      New York, NY, 10036
      Phone: +1-212-326-2108
      Fax: +1-212-326-2061
PROFESSIONALS

  • Alaska Air Group
    Apollo Management, LP 
    Apple, Inc.
    Banc of America Securities
    Citigroup Global Markets Inc. 
    Credit Suisse
    Deutsche Bank
    Emdeon Corporation 
    Hexion Specialty Chemicals 
    International Game Technology 
    JP Morgan
    Mindray Medical International 
    Occidental Petroleum 
    Piper Jaffray & Co.
    SanDisk Corporation 
    Toyota Motor Credit Corporation 
    ValueAct Capital
    Vector Capital
    Yahoo!

Capital Markets

As global capital markets evolve and become increasingly interconnected, there are greater benefits—and challenges—to capital raising activities across borders, markets, and instruments. Maximizing return on a deal requires an understanding of the varied regulatory and compliance environments as well as rapid execution to quickly take advantage of market conditions.

O’Melveny combines a worldwide reach with sophisticated knowledge of primary markets and efficient deal structuring to represent issuers and underwriters in large complicated fund-raising transactions. Our team of seasoned Capital Markets lawyers in the key financial centers of the United States, Europe, and Asia counsel on everything from early stage strategy through execution to post deal integration. Whether planning an initial public offering on a major exchange, a private placement, or a debt/equity swap, investors and businesses can count on O’Melveny to help close innovative transactions that capture the greatest market opportunities.

We work with public companies of all sizes on a broad range of compliance, disclosure and operational matters, many of which result from SEC regulation and securities exchange listing standards, as well as best practices. Our team includes corporate and transactional lawyers having experience with established and newly-public companies across the US and Asia. Our team brings decades of relevant experience from recently-held positions with the SEC’s Division of Corporate Finance, which provides us a unique capability to provide practical, informative, and effective advice.

As Asia continues to offer capital raising opportunities, we are one of the few law firms capable of providing comprehensive advice to Chinese issuers and international underwriters on SEC-registered and Rule 144A offerings, as well as Hong Kong and London listings. We have bilingual teams in our Beijing, Hong Kong and Shanghai offices, supported by our US and London offices, to lead these transactions. Our experience includes representing bulge bracket and regional investment banks as well as private equity-backed, venture-backed, state-owned enterprises (“SOEs”), and private companies.

Key Facts

  • Chambers USA (2010) says clients of our capital markets group "involved in transactions with cross-border elements benefit from the firm's international network of resources," and that our securities regulation lawyers have "an incredible knowledge of the details of securities law as well as how they are interpreted by the regulatory staff."
  • Chambers Asia (2010) praises our capital markets group in China, noting that "this is one of the few top-tier firms with a full presence on the ground, which really makes issuers feel that it is accessible," and "the China team's experience means that problems that crop up can be handled quickly, without having to re-invent the wheel.” -
  • Legal 500 (2010) recommends O’Melveny for capital markets, stating that our team "is rated ‘excellent, very responsive, incredibly knowledgeable’ and ‘easy to work with’ by clients," and that it is "‘particularly hard-working’ and ‘always aims to get the very best results for its clients’."
  • In 2007, O’Melveny represented American Capital Strategies Ltd. in the US$160 million private equity financing of Geosign Group of Companies, a deal TechCrunch described as one of the largest private equity financings for an Internet company in recent history.
  • Our Capital Markets group works closely with colleagues in the Firm’s regulatory, tax, intellectual property, and bankruptcy practices, among others, to provide comprehensive and integrated counseling.
  • Our practice includes lawyers with invaluable insight into the US Securities and Exchange Commission’s rules and regulations. Two Corporate Finance partners in our Washington, DC office formerly served with the SEC’s Division of Corporation Finance: Martin Dunn as the division’s deputy director and former acting director, and Robert Plesnarski as its deputy chief counsel.
  • In 2006, International Financial Law Review honored us with the “Private Equity Deal of the Year” award for our participation in the consortium bid of US$18.5 billion for BAA Plc, the world's largest airport operator.
  • O’Melveny garnered Project Finance International’s “Asian Telecom Deal of the Year” in 2006 for representing eAccess Ltd., Japan's third largest Internet services provider, in multiple rounds of equity financing by subsidiary eMobile Ltd., which raised a total of US$1.28 billion in equity financing. The equity financing, when added together with project financing from lending sources of US$2 billion, resulted in a combined equity and debt capital of more than US$3.28 billion.
  • O’Melveny was recognized as “Private Equity Market Lead Legal Advisor” in mainland China based on Zero2IPO’s 2006 survey of Chinese venture capital firms.
  • We are one of the few law firms capable of providing comprehensive advice to Chinese issuers and international underwriters on SEC-registered and Rule 144A offerings, as well as Hong Kong and London listings. We have bilingual deal teams in our Beijing, Hong Kong, and Shanghai offices, supported by our US and London offices, to handle these transactions. Our experience includes representing bulge bracket and regional banks as well as venture-backed, state-owned enterprises (“SOEs”), and private companies.

Practice Strengths

  • Debt Exchanges
  • Forward and Other Complex Derivative Transactions
  • High-Yield Debt Offerings
  • Investment-Grade Debt Offerings
  • Registered and Exempt Public Offerings
  • Regulation S Offerings and Other Foreign Securities Transactions
  • Restructurings
  • Rule 144A Offerings and Other Private Placements
  • Spin-Offs and Other Carve-Out Transactions
  • Structured Finance Transactions Involving Asset-Backed and Credit-Linked Instruments

Elliott Associates, L.P. Apollo Management, LP International Game Technology JP Morgan and Morgan Stanley Bear, Stearns & Co.; Citigroup Global Markets Inc.; and Wachovia Capital Markets Merrill Lynch; Pierce, Fenner & Smith; and JMP Securities